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Soft computingbased colour quantisation
EURASIP Journal on Image and Video Processing volume 2014, Article number: 8 (2014)
Abstract
Abstract
Soft computing techniques have shown much potential in a variety of computer vision and image analysis tasks. In this paper, an overview of recent soft computing approaches to the colour quantisation problem is presented. Colour quantisation is a common image processing technique to reduce the number of distinct colours in an image. Those selected colours form a colour palette, while the resulting image quality is directly determined by the choice of colours in the palette. The use of generic optimisation techniques such as simulated annealing and soft computingbased clustering algorithms founded on fuzzy and rough set ideas to formulate colour quantisation algorithms is discussed. These methods are capable of deriving good colour palettes and are shown to outperform standard colour quantisation techniques in terms of image quality. Furthermore, a hybrid colour quantisation algorithm which combines a generic optimisation approach with a common clustering algorithm is shown to lead to improved image quality. Finally, it is demonstrated how optimisationbased colour quantisation can be employed in conjunction with a more appropriate measure for image quality.
1 Introduction
Colour quantisation is a common image processing technique that allows the representation of true colour images using only a small number of colours. True colour images typically use 24 bits per pixel resulting overall in 2^{24}, i.e. more than 16 million, different colours. Colour quantisation uses a colour palette that contains only a small number of distinct colours (usually between 8 and 256), and pixel data are then stored as indices to this palette. Since each pixel in the image now takes on one of the colours of the palette, the choice of the colours that make up the palette is of crucial importance for the quality of the quantised image.
A common way of expressing this quality is to calculate the difference between the original (unquantised) image O and its colourquantised counterpart Q for which the meansquared error (MSE) is the most widely used measure:
where R(i,j), G(i,j), and B(i,j) are the red, green, and blue pixel values at location (i,j), and n and m are the dimensions of images.
However, the selection of the optimal colour palette is known to be an NPcomplete problem [1]. In the image processing literature, many different algorithms have been introduced that aim to find a palette that allows for good image quality of the quantised image. A relatively simple approach is the popularity algorithm [2], which  typically following a uniform quantisation to 5 bits per channel  selects the N colours that are represented most often to form the colour palette. In median cut quantisation [2], an iterative procedure repeatedly splits (by a plane through the median point) colour cells into subcells. In octree quantisation [3], the colour space is represented as an octree where subbranches are successively merged to form the palette, while Neuquant [4] employs a onedimensional selforganising Kohonen neural network to generate the colour map.
In this paper, we present several soft computing approaches to colour quantisation. In particular, in Section 2.1, we show how general purpose optimisation algorithms such as simulated annealing can be used to derive a good colour palette. Colour quantisation can also be regarded as a clustering problem. Consequently, in Section 2.2, several soft computingbased clustering algorithms, namely fuzzy based clustering, rough set based clustering and a combined fuzzyrough clustering approach, and their application to the colour quantisation problem, are discussed. In Section 2.3, we present experimental results that confirm that these soft computingbased methods do indeed make effective approaches for colour quantisation, outperforming several standard algorithms. A hybrid optimisation scheme for colour quantisation is described in Section 2.4 and shown to lead to improved performance. In Section 2.5, we show that by adapting the objective function, optimisationbased colour quantisation can be formulated, employing a more appropriate image quality metric. Finally, Section 3 concludes the paper.
2 Review
2.1 Soft computingbased optimisation for colour quantisation
The main advantage of blackbox optimisation algorithms is that they do not require any domainspecific knowledge yet are able to provide a nearoptimal solution. This makes them suitable for a variety of problems, and in the following, we show how they can be employed to lead to an effective colour quantisation algorithm.
While there are many different optimisation algorithms (e.g. in [5], genetic algorithms were used for colour quantisation, while in [6], particle swarm optimisation [7] was utilised), the approach in [8] employs a modification of the wellknown simulated annealing algorithm. Simulated annealing (SA) was first introduced as a general optimisation method by Kirkpatrick et al. [9], and it simulates the annealing of metal, in which the metal is heated up to a temperature near its melting point and then slowly cooled down. This allows the particles to move towards a minimum energy state, with a more uniform crystalline structure. The process therefore permits some control over the microstructure.
Simulated annealing is a variation of the hillclimbing algorithm. Both start from a randomly selected point within the search space of all possible solutions. Each point in search space has a measurable error value, E, associated with it, which indicates the quality of the solution. From the current point in search space, new trial solutions are selected for testing from the neighborhood of the current solution. This is usually done by moving a small step in a random direction. Typically, small and equally distributed random numbers from the interval [ −s_{max},s_{max}] are added to each component of the current solution vector, where s_{max} is called the maximum step width and is chosen from the interval between 0 and the upper limit of the search space dimension.
If the decrease in error values, denoted as Δ E, is negative (i.e. the error of a trial solution is below that of the current one), then the trial solution is accepted as the current solution. However unlike hillclimbing, SA does not automatically reject a new candidate solution if Δ E is positive. Instead, it becomes the current solution with probability p(T) which is usually determined using
where T is referred to as ‘temperature’, an abstract control parameter for the cooling schedule. For a given temperature and positive values of Δ E, the probability function shown in Equation 2 has a defined upper limit of 1 and tends towards 0 for large positive values of Δ E.
The algorithm starts with a high temperature, i.e. with a high transition probability. The temperature is then reduced towards 0, usually in steps, according to a cooling schedule such as
where T_{ n } is the temperature at step n and α is a cooling coefficient (usually between 0.8 and 0.99).
During each step, the temperature must be held constant for an appropriate number of iterations in order to allow the algorithm to settle into a ‘thermal equilibrium’, i.e. a balanced state. If the number of iterations is too small, the algorithm is likely to converge to a local minimum.
For both continuous parameter optimisation and discrete parameters with large search ranges, it is practically impossible to choose direct neighbours of the current solution as new candidate solutions due to the vast number of points in the search space. Therefore, it is necessary to choose new candidates at some distance in a random direction of the current solution in order to navigate through the search space in an acceptable time. This distance could either be a fixed step width s or it could have an upper limit, s_{max}. The maximum step width s_{max} is crucial to the success of SA. If s_{max} is too small and the start point for a search run is too far away from the global optimum, the algorithm might not be able to get near that optimum. If, on the other hand, the step width is too large and the peak of the optimum very narrow, the algorithm might never reach the top because most of the steps are too large.
Step width adapting simulated annealing (SWASA) [10] overcomes the problems associated with constant values for s_{max} using a scaling function to adapt the maximum step width to the current iteration by
where s_{max}(n) is the maximum step width at iteration n, s_{0} is the initial maximum step width, n_{max} the maximum number of iterations, and β is an adaptation constant.
For colour quantisation, the objective is, as mentioned, to minimise the total error introduced through the application of a colour palette. The colour palette C for an image I, a codebook of k colour vectors, should then be chosen so as to minimise the error function
with
where l_{ i } is the number of pixels I_{ j } represented by colour C_{ i } of the palette, . is the Euclidean distance in RGB (redgreenblue) space, and δ is a constant (set to δ=10 in [8]). The objective function E(C,I) used is hence a combination of the mean Euclidean distance, i.e. the error measure of Equation 1, and a penalty function. The purpose of the penalty function p(C,I) is to avoid unused palette colours by adding a constant penalty value to the error for each entry in the codebook that is not used in the resulting picture.
2.2 Soft computingbased clustering for colour quantisation
Colour quantisation can also be seen as a clustering problem where the task is to identify those clusters that best represent the colours in an image. Consequently, soft computingbased clustering algorithms can be readily adapted to derive a good colour palette. In the following, we discuss how fuzzy cmeans, rough cmeans, and a combined fuzzyrough clustering algorithm can be employed for colour quantisation.
2.2.1 Fuzzy cmeans
Fuzzy cmeans (FCM) is based on the idea of finding cluster centres by iteratively adjusting their positions and evaluation of an objective function as in (hard) cmeans, yet allows more flexibility by introducing the possibility of partial memberships to clusters. The general FCM algorithm is illustrated in Figure 1.
For colour quantisation, the error function follows the form
where ${\mu}_{\mathit{\text{ij}}}^{k}$ is the fuzzy membership of pixel x_{ i } and the colour cluster identified by its centre c_{ j }, and k is a constant that defines the fuzziness of the resulting partitions.
E can reach the global minimum when pixels nearby the centroid of corresponding clusters are assigned higher membership values, while lower membership values are assigned to pixels far from the centroid [11]. Here, the membership is proportional to the probability that a pixel belongs to a specific cluster where the probability is only dependent on the distance between the image pixel and each independent cluster centre. The membership functions and the cluster centres are updated by
and
Fuzzy cmeans operates iteratively though the following steps [12]:
Step 1. Initialise the cluster centres c_{ i } and let t=0.
Step 2. Initialise the fuzzy partition memberships functions μ_{ ij } according to Equation 8.
Step 3. Let t=t+1 and compute new cluster centres c_{ i } using Equation 9.
Step 4. Repeat steps 2 to 3 until convergence.
An initial setting for each cluster centre is required, and FCM is guaranteed to converge to a local minimisation solution. The efficiency of FCM has been comprehensively investigated in [13]. To address the inefficiency of the original FCM algorithm, several variants of the fuzzy cmeans algorithm have been introduced which are discussed in the following.
2.2.2 Fuzzy cmeans variants
While FCM often provides good clustering results, it also suffers from a relatively high computational complexity, especially when there are many samples as is the case for colour quantisation. However, a number of faster FCM variants have been developed and have also been shown to work well for colour quantisation [14].
To combat the computational complexity of FCM, Cheng et al. [15] proposed a multistage random sampling strategy. This method has a lower number of feature vectors and also needs fewer iterations to converge. The basic idea is to randomly sample and obtain a small subset of the dataset in order to approximate the cluster centres of the full dataset. This approximation is then used to reduce the number of iterations. Random sampling FCM (RSFCM) consists of two phases. First, a multistage iterative process of a modified FCM is performed. In the second phase, standard FCM is performed with the cluster centres approximated by the final cluster centres from the first phase. It has been shown that RSFCM is able to reduce the computational complexity compared to the classical FCM method.
Ahmed et al. [16] introduced an alternative to classical FCM by adding a term that enables the labelling of a pixel to be associated with its neighbourhood. As a regulator, the neighbourhood term can change the solution towards piecewise homogeneous labelling. As a further extension, in [17], the enhanced FCM (EnFCM) algorithm was presented. In order to reduce the computational complexity, a linearityweighted sum image is formed from the original image, and a modified objective function is employed. EnFCM considers a number of pixels with similar colours as a weight. Thus, this approach can accelerate the convergence of searching for global similarity.
Anisotropic mean shiftbased FCM (AMSFCM) is an efficient approach to fuzzy cmeans clustering which utilises an anisotropic mean shift algorithm coupled with fuzzy clustering [14]. Mean shiftbased techniques have been shown to be capable of estimating the local density gradients of similar pixels. These gradient estimates are iteratively performed so that all pixels can find similar pixels in the same image [18]. AMSFCM combines fuzzy cmeans and anisotropic mean shift, a mean shift variant that does not suffer of shortcomings due to radially symmetric kernels [19]. Importantly, the AMSFCM algorithm continuously inherits and updates the states, based on the mutual correction of FCM and mean shift.
2.2.3 Rough cmeans
Lingras and West [20] introduced a rough setinspired clustering algorithm based on the wellknown cmeans algorithm. In this rough cmeans (RCM) approach, each cluster c_{ k } is described not only by its centre m_{ k }, but also contains additional information, in particular its lower approximation $\underline{{c}_{k}}$, its upper approximation $\overline{{c}_{k}}$, and its boundary area ${c}_{k}^{b}=\overline{{c}_{k}}\underline{{c}_{k}}$. The clustering algorithm proceeds in the following steps:
Step 1. Each data sample is randomly assigned to one lower approximation. Since the lower approximation of a cluster is a subset of its upper approximation, this also automatically assigns the sample to the upper approximation of the same cluster.
Step 2. The cluster centres are updated as
The cluster centres are hence determined as a weighted average of the samples belonging to the lower approximation and the boundary area, where the weights ω_{ l } and ω_{ b } define the relative importance of the two sets.
Step 3. For each data sample, the closest cluster centre is determined and the sample is assigned to its upper approximation. Then, all clusters that are at most ε further away than the closest cluster are determined. If such clusters exist, the sample will also be assigned to their upper approximations. If no such cluster exists, the sample is assigned also to the lower approximation of the closest cluster.
Step 4. If the algorithm has converged (i.e. if the cluster centres do not change any more, or after a preset number of iterations), terminate; otherwise, go to step 2.
Strictly speaking, this algorithm does not implement all properties set out for rough sets [21] and hence belongs to the reduced interpretation of rough sets as lower and upper approximations of data [22].
Peters [23] pointed out some potential pitfalls of the algorithm in terms of objective function and numerical stability and suggested some improvements to overcome these. Equation 10 is revised to
with ω_{ l }+ω_{ u }=1, i.e. as a convex combination of lower and upper approximation means. In order to overcome the possibility of situations with empty lower approximations, the calculation of cluster centres can be modified so that for empty lower approximations, the cluster centre is calculated as the average of samples in the upper approximation or by ensuring that each lower approximation has at least one member.
In [24], an RCMbased colour quantisation is introduced which follows the clustering approach from [20] and [23], assigning the data sample closest to the cluster centre to its lower approximation, though with a different initialisation approach where rather than randomly assigning samples to clusters, random cluster centres are generated first and then the algorithm proceeds with steps 3, 2, and 4 (i.e., steps 2 and 3 reversed) in order to derive a colour palette.
2.2.4 Fuzzyrough cmeans
Fuzzyrough cmeans (FRCM) clustering [25] utilises, in addition to the fuzziness of fuzzy cmeans, concepts of rough set theory to provide an effective clustering algorithm that can also be adapted for colour quantisation [26]. In particular, as in rough cmeans, each cluster is represented by a lower and an upper approximation. However, while the lower approximation is defined as crisp, the boundary area is fuzzy. While the aim is to minimise the same error function E as in Equation 7, memberships are defined as
Calculation of cluster centres m_{ j } remains as given in Equation 9, while lower and upper approximations are defined as detailed in Section 2.2.3 for rough cmeans. The difference between fuzzy cmeans and fuzzyrough cmeans is hence that the membership values in the lower approximation are 1 (i.e. crisp), while those in the boundary region are fuzzy memberships. In other words, fuzzyrough cmeans first partitions the data into two classes: lower approximation and boundary area, and only those points in the boundary region are fuzzified. This in turn leads to faster convergence when compared to FCM [25]. In contrast to rough cmeans, samples in the boundary region are not all treated equally but are rather assigned membership values depending on their distance to the cluster centroids. In addition, there is no need to specify weights for the calculation for cluster centroids.
2.3 Colour quantisation performance
In order to evaluate the various colour quantisation algorithms, we performed a set of experiments on a set of six test images. These images, Lenna, Peppers, Mandrill, Sailboat, Airplane, and Pool, are commonly used in the colour quantisation literature and hence present a good test bed for evaluation purposes. We applied all seven discussed algorithms, that is SWASA, FCM, RSFCM, EnFCM, AMSFCM, RCM, and FRCM, to all images to generate quantised images with a palette of 16 colours.
For the simulated annealing algorithm, a populationbased version of the SWASA algorithm with a population size of 10 was employed. The start temperature T_{0} was chosen to be 20, and the cooling coefficient α was set to 0.9. The parameters s_{0} and β were set to 100 and 5.3, respectively. The temperature was kept constant for over 20 iterations, and the maximum number of iterations was set to 10,000. For the rough cmeans approach, we adopted the parameters ω_{ l }=0.7, ω_{ u }=0.3, and τ=0.001 (image pixel values are normalised to [0;3]^{3}). For the fuzzy cmeans and fuzzy rough cmeans algorithms, the fuzziness exponent α was set to 1.2.
To put the results we obtained into context, we also implemented four popular colour quantisation algorithms (which are often integrated in typical image processing software) to generate corresponding quantised images with palette size 16. The algorithms we tested were as follows:

Popularity algorithm[2]: Following a uniform quantisation to 5 bits per channel, the N colours that are represented most often form the colour palette.

Median cut quantisation[2]: An iterative algorithm that repeatedly splits (by a plane through the median point) colour cells into subcells.

Octree quantisation[3]: The colour space is represented as an octree where subbranches are successively merged to form the palette.

Neuquant[4]: A onedimensional selforganising Kohonen neural network is applied to generate the colour map.
For all algorithms, pixels in the quantised images were assigned to their nearest neighbours in the colour palette to provide the best possible image quality.
The obtained results are listed in Table 1, expressed in terms of average (over 10 runs of the algorithms) peaksignaltonoise ratio (PSNR) defined as
with MSE(O,Q) calculated as in Equation 1. A higher PSNR hence indicates better image quality.
As can be seen from Table 1, all the soft computing algorithms provide very good results and clearly outperform standard colour quantisation algorithms. The results of the different fuzzy clustering approaches are fairly similar which suggests that the computationally more efficient versions (RSFCM, EnFCM, AMSFCM) can be employed without sacrificing image quality. Also, the rough set approach gives similar performance and the presented rough colour quantisation approach hence adds to the applications of rough sets in the field of imaging and vision. The best performance is achieved by the combined fuzzyrough cmeans approach, which gives the best image quality for four of the six images and overall provides a PSNR improvement of more than 0.5 compared to the next ranked algorithm.
Figure 2 shows the Pool image together with the images colour quantised by the popularity, median cut, octree, and Neuquant algorithms as well as two of the softcomputing based techniques, namely the rough cmeans and fuzzyrough cmeans approaches. It is clear that the popularity algorithm performs poorly on this image and assigns virtually all of the colours in the palette to green and achromatic colours. Median cut is better but still provides a fairly poor colour reproduction; most of the colours in the quantised image are fairly different from the original. The same holds true for the images produced by Neuquant. Here, the most obvious artefact is the absence of an appropriate red colour in the colour palette. A far better result is achieved by the octree algorithm, although here also, the red is not very accurate and the colour of the cue is greenish instead of brown. Clearly better image quality is maintained by applying the rough cmeans algorithm. Although the colour palette has only 16 entries, all colours of the original image are accurately presented including the red ball and the colour of the billiard cue. A further improvement is achieved by the fuzzyrough cmeans colour quantisation technique which achieves even better colour reproduction, e.g. in the reflections on the black ball.
2.4 Hybrid optimisationbased colour quantisation
Figure 3 shows a typical run of the simulated annealing optimisation method applied to colour quantisation as explained in Section 2.1. The solid line represents the average quantisation error over time (iterations) while the dashed line represents the best solution of each iteration.
As can be seen in Figure 3, there is always a variation in error values within the population which indicates that although simulated annealing is able to find good solutions (as was confirmed in Section 2.3), i.e. solutions from within the region around the global optimum, it rarely exploits that region completely. Therefore, in [27], SWASA was combined with a standard cmeans clustering algorithm [28] to provide a stacked hybrid optimisation method. Cmeans clustering is guaranteed to converge towards the local clustering minimum by iteratively carrying out the following two steps:

Each input vector is mapped to its closest codeword by a nearest neighbour search.

The input vectors assigned in each class (i.e. for each codeword) are represented by the centroid of the vectors in that class.
In this hybridised algorithm, the SA component is hence responsible for identifying the region in the search space that will contain the global optimum while the cmeans component will then descend into the minimum present in that region.
To show the effect of this hybridisation, we ran the combined algorithm on the same image dataset that was used in Section 2.3, and show the results, again in terms of PSNR, in Table 2. As can be seen from there, the further adjustment through application of a subsequent clustering step does indeed improve image quality significantly, resulting in a colour quantisation algorithm that also outperforms all algorithms from Table 1.
2.5 Image quality metricbased colour quantisation
Although many colour quantisation algorithms have been proposed, virtually all of them define the goal of quantisation as that of finding a palette that minimises the MSE, given in Equation 1, of the resulting image. It is however well known that metrics such as MSE and PSNR do not correspond very well to how the human visual system operates and how humans judge differences between images. An image with a higher MSE does not necessarily have perceptually lower image quality; similarly, two images that are perceived with equal quality are likely to have different values in terms of MSE or PSNR.
Furthermore, RGB, the device space, is poorly related to the human visual system. Colour differences calculated as Euclidean distances between RGB coordinates do not correspond well to how humans perceive colour differences. Much research has been done on deriving colour spaces such as CIELAB and CIELUV that are designed to be perceptually uniform, i.e. where Euclidean distances correspond to perceived distances in all regions of the colour space [29]. Uniform colour spaces have been used in colour quantisation algorithms and have been shown to perform better compared to algorithms based on the RGB space [30].
However, the application of a perceptual uniform colour space alone does not guarantee improved image quality. Uniform colour spaces were developed for and hence only accurately model the colour differences between large patches of uniformly coloured samples. Real images on the other hand seldomly comprise such large areas. Therefore, it is crucial to also take into account the spatial characteristics of images when developing an appropriate image quality metric [31].
SCIELAB (for spatial CIELAB [32]) first converts the RGB image into an opponent colour space. The individual channels are then convolved with a kernel whose shape is estimated from the visual spatial sensitivity to that channel. This convolution simulates the blurring that occurs in the human visual system. Both the opponent colour space and the convolution kernels were derived following a series of experiments on the patterncolour separability of the visual system [33]. After the filtering, the image is converted to XYZ and then to CIELAB to provide spatial CIELAB coordinates. The difference between two images can then be expressed as the average colour difference, expressed in terms of Δ E units, between the two SCIELAB representation, where the colour difference is usually calculated as the Euclidean distance between two colours.
In contrast to colour spaces such as CIELAB, for which colour quantisation can be easily adapted [30] by converting the RGB image to the new colour space and then applying the quantisation algorithm, this is not possible for SCIELAB. The reason is that SCIELAB does not simply provide a new colour space but takes into account the spatial interaction between neighbouring pixels. It is therefore image dependent, and identical SCIELAB coordinates in two different images can originate from fairly different original RGB values. In the context of colour quantisation, this means that converting an image to SCIELAB and performing the quantisation there will not lead to an optimal palette. Rather, the palette has to be found in the palette search space, and then the image quality is calculated based on the quantised image. This is possible using optimisation techniques such as the SWASA algorithm explained in Section 2.1 to develop an image metricbased colour quantisation algorithm [34]. The objective function to be minimised here is defined as the average Δ E between the original image O and the image quantised using the colour palette.
That this leads indeed to improved performance is again evaluated on the same image dataset as in Section 2.3. The results are given in Table 3. From there, it is evident that optimisationbased colour quantisation based on minimising MSE clearly outperforms conventional algorithms also when expressed in terms of SCIELAB image quality. However, directly optimising with respect to this image metric leads to a significant further improvement, reducing the average Δ E from 6.65 to 4.37.
3 Conclusions
In this paper, we have given an overview of recent soft computingbased colour quantisation approaches and have shown that this family of algorithms work very well, resulting in quantised images with high image quality. In particular, we have discussed the use of optimisation algorithms such as simulated annealing and of soft computingbased clustering algorithms including fuzzy cmeans, rough cmeans, and combined fuzzyrough cmeans approaches in this context. All techniques were compared against standard colour quantisation methods and were shown to clearly outperform them. A hybrid colour quantisation algorithm, combining simulated annealing with a cmeans clustering algorithm, was shown to lead to improved performance, while by modifying the objective function, optimisationbased colour quantisation algorithms can be tuned with respect to a particular image quality metric. Although the compiled results convincingly demonstrate that soft computingbased methods are well suited for the colour quantisation problem, it should also be noted that they typically have higher demands in terms of computational complexity and might hence be suitable only for situations where the quantisation stage is not time critical.
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Schaefer, G. Soft computingbased colour quantisation. J Image Video Proc 2014, 8 (2014). https://doi.org/10.1186/1687528120148
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Keywords
 Colour quantisation
 Colour palette
 Soft computing
 Clustering
 Optimisation
 Image quality