# Vehicle classification framework: a comparative study

- Amol Ambardekar
^{1}Email author, - Mircea Nicolescu
^{1}, - George Bebis
^{1}and - Monica Nicolescu
^{1}

**2014**:29

https://doi.org/10.1186/1687-5281-2014-29

© Ambardekar et al.; licensee Springer. 2014

**Received: **30 July 2012

**Accepted: **23 April 2014

**Published: **10 June 2014

## Abstract

### Abstract

Video surveillance has significant application prospects such as security, law enforcement, and traffic monitoring. Visual traffic surveillance using computer vision techniques can be non-invasive, cost effective, and automated. Detecting and recognizing the objects in a video is an important part of many video surveillance systems which can help in tracking of the detected objects and gathering important information. In case of traffic video surveillance, vehicle detection and classification is important as it can help in traffic control and gathering of traffic statistics that can be used in intelligent transportation systems. Vehicle classification poses a difficult problem as vehicles have high intra-class variation and relatively low inter-class variation. In this work, we investigate five different object recognition techniques: PCA + DFVS, PCA + DIVS, PCA + SVM, LDA, and constellation-based modeling applied to the problem of vehicle classification. We also compare them with the state-of-the-art techniques in vehicle classification. In case of the PCA-based approaches, we extend face detection using a PCA approach for the problem of vehicle classification to carry out multi-class classification. We also implement constellation model-based approach that uses the dense representation of scale-invariant feature transform (SIFT) features as presented in the work of Ma and Grimson (Edge-based rich representation for vehicle classification. Paper presented at the international conference on computer vision, 2006, pp. 1185–1192) with slight modification. We consider three classes: sedans, vans, and taxis, and record classification accuracy as high as 99.25% in case of *cars* vs *vans* and 97.57% in case of *sedans* vs *taxis*. We also present a fusion approach that uses both PCA + DFVS and PCA + DIVS and achieves a classification accuracy of 96.42% in case of *sedans* vs *vans* vs *taxis*.

### MSC

68T10; 68T45; 68U10

### Keywords

Computer vision Video surveillance Pattern recognition Traffic monitoring Vehicle classification Machine vision and scene understanding Image processing## 1 Introduction

Visual traffic surveillance has attracted significant interest in computer vision, because of its significant application prospects. Efficient and robust localization of vehicles from an image sequence (video) can lead to semantic results, such as ‘Vehicle No. 3 stopped,’ ‘Vehicle No. 4 is moving faster than Vehicle No. 6.’ However, such information can be more relevant if we not only can detect vehicles but also can classify them. Information such as gap, headway, stopped-vehicle detection, speeding vehicle, and class of a vehicle can be useful for intelligent transportation systems [1]. Monitoring vital assets using video surveillance has increased in recent years. The class of a detected vehicle can supply important information that can be used to make sure that certain types of vehicles do not appear in certain areas under surveillance. Multi-camera systems such as the one used in [2] can benefit immensely if the information regarding the classes of vehicles is available, as vehicle classification can be used in matching objects detected in non-overlapping field of views from different cameras.

Object detection and tracking has achieved good accuracy in recent years. However, the same cannot be said about object classification. Object recognition in case of still images has the problem of dealing with the clutter in the scene and a large number of classes. Object recognition in video sequences has the benefit of using background segmentation to remove clutter [3]. However, images obtained from video surveillance cameras are generally of low resolution, and in case of traffic video surveillance, the vehicles cover very small areas of these images, making the classification problem challenging. Vehicle classes such as *cars* and *vans* are difficult to differentiate as they have similar sizes. Therefore, classification techniques that use global features such as size and shape of the detected blob do not yield satisfactory results.

For this work, we consider three vehicle classes: *cars*, *vans*, and *taxis*. Classes like bus, semi, and motorcycle were not included because they are relatively easy to classify based on their size. We considered three different scenarios: *cars* vs *vans*, *sedans* vs *taxis*, and *sedans* vs *vans* vs *taxis. Taxis* and s*edans* are disjoint subsets of class c*ars*. Therefore, results of *sedans* vs *taxis* will demonstrate the relevance of our approach when inter-class variability is low. For the purpose of this paper, we used a dataset provided in [4].

In [3], Ambardekar *et al*. presented a comprehensive traffic surveillance system that can detect, track, and classify the vehicles using a 3D model-based approach. The classification using the 3D model-based approach requires camera parameters and orientation of a vehicle which can be calculated using tracking results. When vehicle orientation information is available, the methods presented in this paper can be used in a traffic surveillance system such as [3] to improve the vehicle classification accuracy.

In this work, we present five different vehicle classification techniques that can be used in combination with a consideration to the requirements of the scenario and do not require camera calibration. The two main contributions of our work are the following: (1) We present several approaches (PCA + DFVS, PCA + DIVS, PCA + SVM, LDA, and constellation model) and improvements over the published results that used state-of-the-art techniques. (2) We perform a comparative study of these and other approaches in the literature for the purpose of vehicle classification.

There are similarities between the problem of face detection and vehicle recognition especially in the typical size of an image sample under consideration. In face detection, the problem is finding a face from non-face image samples. However, in case of vehicles, we have multiple classes, and we want to differentiate between them. Turk and Pentland used PCA to form eigenfaces that can reliably recognize faces [5]. We extend the face detection based on PCA and implement three different techniques: PCA + DFVS, PCA + DIVS, and PCA + SVM. In these approaches, we create a principal component space (PCS) using PCA which we call vehicle space. In case of PCA + DFVS, the decision is made by finding the distance from a separate vehicle space for each class, and therefore, it is named distance from vehicle space (DFVS). On the other hand, PCA + DIVS predicts the class of a test image after projecting a test image onto a combined vehicle space, and distance from each class is calculated in vehicle space and hence named distance in vehicle space (DIVS). We achieved an overall accuracy as high as 95.85% in case of *sedans* vs *vans* vs *taxis* using PCA + DFVS. In the difficult case of *sedans* vs *taxis*, we achieved a 97.57% accuracy using PCA + DFVS which is higher than any published results using this dataset [6, 7]. PCA + DIVS yielded 99.25% accuracy in case of *cars* vs *vans*. Our results match or surpass the results in all the cases considered in [4, 8]. PCA depends upon most expressive features (MEFs) that can be different from most discriminant features (MDFs) [9]; therefore, we also implement LDA that relies on MDFs. We observed that PCA + DIVS approach works better when the classes have more inter-class variation, e.g., *cars* vs *vans*, and PCA + DFVS seems to work better even in the difficult case of *sedans* vs *taxis* when inter-class variation is low. Therefore, we devised a new fusion approach that combines the benefits of both the approaches to classify *sedans* vs *vans* vs *taxis*, and were able to achieve classification accuracy of 96.42%.

Constellation models [10, 11] have been shown to be able to learn to recognize multiple objects using a training set of just a few examples. In [4], Ma and Grimson used a constellation model with mean-shift clustering of scale-invariant feature transform (SIFT) features to classify vehicles. However, the mean-shift clustering is considerably slow. In our implementation, we used K-means clustering. We also use an expectation maximization algorithm that considers up to 6 Gaussians and choose the number of Gaussians that maximizes the maximum likelihood for training data. We achieved similar accuracy with considerably less computation complexity compared to results achieved in [4]. In [4], Ma and Grimson dealt with only a two-class classification problem. We extend the approach by performing classification in the three class case of *sedans* vs *vans* vs *taxis*.

The rest of the paper is organized as follows: Section 2 discusses previous work. Section 3 gives details about the techniques compared in this paper, and Section 4 describes and compares the results obtained. Section 5 discusses the conclusions and future work.

## 2 Existing video annotation and retrieval systems

Object classification in general is a challenging field. Vehicle classification poses another challenge as inter-class variability is relatively smaller compared to intra-class variability. The approaches for vehicle classification can be broadly classified into four categories.

### 2.1 3D model-based approaches

3D model-based approaches have been proposed for the purpose of object detection and tracking in [3, 12, 13]. In [3], a region of interest (ROI) was extracted using statistical background modeling and extraction of foreground using background subtraction. Edges were detected using either the Sobel edge detector or the Canny edge detector. 3D wireframes of the models in the database are projected onto the image, and the best match is found based on the best matching pixel position [14], or mathematical morphology to match the model to the edge points [3]. All the models are subjected to the matching process, and the one with the highest matching score (i.e., lowest matching error) is selected as the model. These methods require camera parameters to be calibrated so that a 3D wireframe can be projected onto an image. They also need orientation of the vehicles which can be retrieved from optical flow calculation.

### 2.2 Global feature-based approaches

Gupte *et al.*[15] proposed a system for vehicle detection and classification. They classified the tracked vehicles into two categories: cars and non-cars. The classification is based on vehicle dimensions, where they compute the length and height of a vehicle and use them to distinguish cars from non-cars [15]. Avely *et al.*[16] used a similar approach, where the vehicles are classified on the basis of length using an uncalibrated camera. However, this method also classifies the vehicles into two coarse groups: short vehicles and long vehicles. In order to achieve a finer-level classification of vehicles, a more refined method needs to be devised that can detect and model the invariant characteristics for each vehicle category considered.

### 2.3 PCA-based approaches

Chunrui and Siyal developed a new segmentation technique for the classification of moving vehicles [17]. They used simple correlation to get the desired match. The results shown in the paper are for the lateral view of the vehicles, and no quantitative results were given. Towards this goal, a method is developed by Zhang *et al.*[18]. In their work, they used a PCA-based vehicle classification framework. They implemented two classification algorithms: eigenvehicle and PCA-SVM to classify vehicle objects into trucks, passenger cars, vans, and pickups. These two methods exploit the distinguishing power of principal component analysis (PCA) at different granularities with different learning mechanisms. Eigenvehicle approach used in [18] is similar to the proposed approach PCA + DIVS. However, we use distance from mean image in PCA space instead of finding distance from each image from each class as done in [18]. The performance of such algorithms also depends on the accuracy of vehicle normalization.

### 2.4 Local feature-based approaches

Local features have certain advantages over using global features as they are better suited to handle partial occlusion. In traffic surveillance, if the intersection monitoring is desired, then overlapping of passing vehicles will result in partial occlusion and errors in extracting ROIs. SIFT [19] has shown to outperform other local features in terms of repeatability [20].

Ma and Grimson developed a vehicle classification approach using modified SIFT descriptors [4]. They used SIFT features to train the constellation models that were used to classify the vehicles. They considered two cases: *cars* vs *vans* and *sedans* vs *taxis*. They reported good results for the difficult case of classifying *sedans* vs *taxis*. However, they do not report combined classification results for *sedans* vs *vans* vs *taxis* that will show the scalability of the approach. We used the same dataset provided by them. We implemented constellation model-based approach that differs slightly from [4], but we were able to achieve similar accuracy with better computational complexity.

### 2.5 Other approaches

Koch and Malone [21] used infrared video sequences and a multinomial pattern-matching algorithm [22] to match the signature to a database of learned signatures to do classification. They started with a single-look approach where they extract a signature consisting of a histogram of gradient orientations from a set of regions covering the moving object. They also implemented a multi-look fusion approach for improving the performance of a single-look system. They used the sequential probability ratio test to combine the match scores of multiple signatures from a single tracked object. Huang and Liao [23] used hierarchical coarse classification and fine classification. Ji *et al.* used a partial Gabor filter approach [24]. In [8], Wijnhoven and de With presented a patch-based approach that uses Gabor-filtered versions of the input images at several scales. The feature vectors were used to train a SVM classifier which was able to produce results better than those presented in [4] in *cars* vs *vans* case. However, this approach is global feature based; therefore, it is not best suited for cases with partial occlusion. Recently, Buch *et al.* presented a traffic video surveillance system which employs motion 3D extended histogram of oriented gradients (3DHOG) to classify road users [6].

## 3 Classification framework

The problem of face detection can be considered as a two-class classification when we deal with face vs non-face classification. In this research, we are interested in classifying vehicles in multiple classes, and we do so by extending the eigenface approach [5]. The components extracted from PCA are the MEFs, while LDA uses the MDFs. The constellation model is a generative model which models scale invariant features to distinguish between different classes of vehicles. As the constellation model is a part-based model, it can perform well even in the presence of partial occlusion.

### 3.1 Eigenvehicle approach (PCA + DFVS)

The images in the dataset have different sizes and therefore are not suitable for PCA directly. We normalize all the images to average width and height (74 × 43). In [5], PCA was used for single-class classification (i.e., face). We use it for up to three classes at the same time and therefore extend the approach by creating a separate PCS or vehicle space for each class. We define each eigenspace as eigenvehicle [18].

#### 3.1.1 Training for eigenvehicles

*A*

_{ i }∈

*R*

^{m × n}, we create a vector from an image by concatenating rows to create a column vector

*A*′

_{ i }∈

*R*

^{1 × mn}. We consider

*k*= 50 images for each class; then, we have a matrix of

*k*columns

*A′*= [

*A′*

_{1}

*A*′

_{2}

*A′*

_{3}…

*A′*

_{ k }] that represents the set of training samples. The length of each column is

*m*×

*n*. Then, we can compute the mean vector

*μ*as below:

*σ*

_{ i }=

*A′*

_{ i }−

*μ*, and

*σ*= [

*σ*

_{1},

*σ*

_{2},

*σ*

_{3}, …

*σ*

_{ k }]. The covariance matrix of

*A′*is

*C*are the principal components. The eigenvectors associated with the largest eigenvalues correspond to the dimensions in the space where the data has the largest variance. In our training set, the size of

*C*is

*mn*×

*mn*(3,182 × 3,182), which is not feasible to compute principal components. In [5], Turk and Pentland proposed a solution to this problem, where they find the eigenvectors and eigenvalues of

*σ*

^{ T }

*σ*, instead of

*σσ*

^{ T }. Suppose

*v*

^{ i }is an eigenvector of

*σ*

^{ T }

*σ*, and

*λ*

_{ i }is the associated eigenvalue. Then,

*σv*

_{ i }is an eigenvector of

*σσ*

^{ T }. This technique reduces the computation complexity since the dimension of

*σ*

^{ T }

*σ*is only

*k*×

*k*(50 × 50). We are able to extract top

*k*principal components of

*σσ*

^{ T }by the following equation:

The eigenvectors corresponding to the biggest eigenvalue represent the most dominant dimensions or features of the images in a class. The length of each eigenvector is *m* × *n*. Therefore, each of these eigenvectors can be re-arranged as an image that we call an eigenvehicle. As we use 50 sample images from each class during the creation of eigenvehicles, we have 50 eigenvehicles for each class. However, not all the eigenvehicles need to be used during the classification.

#### 3.1.2 Classification using eigenvehicles

*A*

_{new}into

*A′*

_{new}, such that the width and height of the image are normalized. We then obtain

*σ*

_{new}=

*A′*

_{new}−

*μ*. Second, we project

*σ*

_{new}onto an eigenvehicle space, i.e., the PCS created. Traditionally, this space has been called the face space. This process yields the

*k*weights

*w*

_{ i }where

*l*weights, where

*l < k*and back project to get an image

*A*″

_{new}:

*A″*

_{new}is subtracted from the original test image

*A′*

_{new}to find the Euclidean distance, i.e., DFVS, which is essentially a back projection error:

*A″*

_{new}. This process is described in Figure 1. The class related to the PCS that results in the smallest DFVS is assigned as the class of the test image. We tried to use a different number of principal eigenvectors to see the dependence of accuracy on the number of eigenvectors used. The detailed results are discussed in Section 4. This approach has an ability to perform well in the case of low inter-class variability (e.g.,

*sedans*vs

*taxis*).

### 3.2 PCA + DIVS

*C*whose eigenvectors define a single PCS. Then, all training images in a class

*c*(

*c*∈ {1, 2} in two class case) are projected onto the PCS and weights are calculated. The mean weight vector (principal component) ${\mathit{w}}_{\mathrm{mean}}^{\mathit{c}}$ for each class is calculated using the first

*l*weights that belong to the eigenvectors with the largest eigenvalues (

*l*<

*k*, where

*k*is the total number of training sample images in all the classes combined,

*k*

^{ c }is the number of training samples in a class

*c*, and

*l*will be the dimension of ${\mathit{w}}_{\mathrm{mean}}^{\mathit{c}}$).

*w*with

*l*dimensions, where the components of

*w*are calculated using

*cars*vs

*vans*).

### 3.3 PCA + SVM

*w*in

where *ϵ*_{
i
} ≥ 0 and *E* is the error tolerance level. The training vectors are grouped in labeled pairs *L*_{
i
} (*x*_{
i
}, *y*_{
i
}) where *x*_{
i
} is a training vector and *y*_{
i
} ∈ {−1, 1} is the class label of *x*_{
i
} and are used in training SVM that finds the hyperplane leaving the largest possible fraction of points of the same class on the same side, while maximizing the distance of either class from the hyperplane. We used four fold cross-validation and tried different values for bandwidth to find the best parameters for SVM that minimize the cross-validation estimate of the test error.

For testing, a test image is projected on the PCS and then the corresponding principal component is classified using the trained SVM. The choice of kernel, the size of training set, and bandwidth selection plays a major role in the efficiency of SVM training and accuracy of the results.

### 3.4 LDA

Approaches based on PCA use the MEFs to classify novel images. However, MEFs are not always the MDFs. The linear discriminant analysis (LDA) automatically selects the features that provide an effective feature space to be used for classification [8].

*within-class*scatter matrix

*E*

_{W}and the

*between-class*scatter matrix

*S*

_{B}:

*C*is the number of classes,

*μ*

_{ i }is the mean vector of a class

*i*, and

*M*

_{ i }is the number of samples within class

*i*. The mean of all the mean vectors is represented by

*μ*and is calculated as

LDA computes a transformation that maximizes the *between-class* scatter while minimizing the *within-class* scatter by maximizing the following ratio: det|*S*_{B}|/det|*S*_{W}|. The advantage of using this ratio is that it has been proven [26] that if *S*_{W} is a non-singular matrix, then this ratio is maximized when the column vectors of the projection matrix *W* are the eigenvectors of ${\mathit{S}}_{\mathrm{W}}^{-1}{\mathit{S}}_{\mathrm{B}}$. The *W* with dimension *C* − 1 projects the training data onto a new space called fisherfaces. We use *W* to project all training samples onto the fisherfaces. The resulting vectors are used to create a KD-tree which is employed in finding the approximate nearest neighbors during the classification of a sample image. We use five nearest neighbors, and the class with the highest number of nearest neighbors is assigned as the class of the vehicle.

### 3.5 Constellation of SIFT features

In this section, we present a constellation model-based approach that uses the same techniques as presented by [4] with a few modifications. In our implementation, we extend the approach to do the multi-class classification and use K-means clustering instead of mean-shift clustering to improve the computational complexity. Ma and Grimson [4] used a single Gaussian to model the features and a mixture of Gaussians (MoG) to model feature positions. However, in our implementation, we model both features and feature positions as independent MoGs that consider up to 6 Gaussians and choose the number of Gaussians that maximizes the maximum likelihood for training data.

#### 3.51 Constellation of SIFT Features

In [19], Lowe used a corner detector to find interest points. The SIFT descriptors were calculated using image patches around the detected interest points. Therefore, there are two parts to SIFT feature detection: interest point detection and calculation of descriptor. In low-resolution images obtained using surveillance video, the number of corners detected is limited. Thus, we use a Canny edge detector [7] to detect the edge points which are used as interest points to improve robustness by using over-complete information. We adopt SIFT with some modifications as discussed in [4]. Lowe used eight orientations in the orientation histogram; we use only four orientations that reduce the size of the descriptor fourfold. Another modification that we use is instead of using 4 × 4 regions around interest points, we use 2 × 2 regions (24 pixels × 24 pixels determined experimentally), resulting in the length of SIFT descriptor to be 16 instead of 128 in Lowe’s implementation. We use *x*^{
2
} distance as the distance between SIFT vectors (descriptors) instead of Euclidean distance. This ensures that relative differences are taken instead of absolute differences as in the case of Euclidean distance.

*O*(

*Tn*

^{2}), where

*T*is the number of iterations, and

*n*is the number of features) and sensitive to parameters like the Gaussian kernel bandwidth. Thus, we use K-means clustering with

*K =*10 (time complexity:

*O*(

*KnT*), where

*K*is the number of clusters,

*T*is the number of iterations, and

*n*is the number of features). Figure 4 shows a sample image, detected edge points after applying the Canny edge detector, and edge point groups after applying K-means clustering.

After clustering the SIFT descriptors, we have edge points with their coordinates (pixel coordinates are normalized to (0.0, 1.0)) and respective SIFT descriptors. We denote the number of points in cluster (segment) *i* as *J*_{
i
}, the 2D coordinates of the *j* th (*j* = 1,…*J*_{
i
}) point in segment *i* as $\overrightarrow{{\mathit{P}}_{\mathit{ij}}}$, and the SIFT vector of the point as $\overrightarrow{{\mathit{S}}_{\mathit{ij}}}$. A feature descriptor *f*_{
k
} (*k* = 1,…*N*, where *N* is the number of edge points in an image) is defined using the triplet $\left\{\left\{\overrightarrow{{\mathit{p}}_{\mathit{ij}}}\right\},\left\{\overrightarrow{{\mathit{s}}_{\mathit{ij}}}\right\},\left\{\overrightarrow{{\mathit{c}}_{\mathit{i}}}\right\}\right\}$, where $\overrightarrow{{\mathit{c}}_{\mathit{i}}}$ is the average of all $\overrightarrow{{\mathit{S}}_{\mathit{ij}}}$ of segment *i*. The feature descriptors obtained from an image are denoted by *F* = {*f*_{
i
}}. During the training phase, we extract all the feature descriptors of all the images related to a particular class and group them according to $\overrightarrow{{\mathit{c}}_{\mathit{i}}}$.

#### 3.5.2 Constellation model

A constellation model is a probabilistic model of a set of characteristic parts with a variable appearance and spatial configuration [10, 28]. Fergus *et al.* modeled the object as a constellation of parts where shape configuration of the parts was modeled as a joint Gaussian of object parts’ coordinates, and the appearance of individual parts was modeled by independent Gaussians [10]. In [4], Ma and Grimson modified this constellation model to classify vehicles in two-class problem. We extend the approach to multi-class classification and use a mixture of Gaussians (up to 6) to fit the model parameters.

*c*classes

*ω*

_{1}, …

*ω*

_{ c }, a Bayesian decision is given by

*F*contains the features of an observed object. By assuming constant priors, a hypothesis is defined as matching of detected features to parts. Then, the likelihood can be expanded as

*H*is the set of all possible hypotheses. In [4], it was observed that over-segmentation of edge points of an observed object may result in several almost identical features that effectively produce many-to-one hypothesis mapping. Ma and Grimson [4] used an approximation, where only the most probable hypothesis is used instead of summing over the entire hypothesis space for all the combinations. Therefore, Equation 16 becomes

*h** is the hypothesis, in which every

*f*

_{ i }(

*f*

_{ i }∈

*F*) is mapped to the most similar part in a model. We assume that features of an object are independent of each other, and for each feature, assume that its edge point coordinates $\left\{\overrightarrow{{\mathit{p}}_{\mathit{ij}}}\right\}$ and corresponding SIFT vectors $\left\{\overrightarrow{{\mathit{s}}_{\mathit{ij}}}\right\}$ are also independent. If we consider that there are

*N*features, then Equation 16 can be written as

where *h**(*i*) is the index of the part that matches feature *i* of the observed object, ${\mathit{K}}_{{\mathit{h}}^{*}\left(\mathit{i}\right)}^{\mathit{s}}$ is the number of mixture components, ${\mathit{\alpha}}_{{\mathit{h}}^{*}\left(\mathit{i}\right),\mathit{m}}^{\mathit{s}}$ is the weight of the *m* th mixture component, and ${\mathit{\mu}}_{{\mathit{h}}^{*}\left(\mathit{i}\right),\mathit{m}}^{\mathit{s}}$ and ${\mathit{\Sigma}}_{{\mathit{h}}^{*}\left(\mathit{i}\right),\mathit{m}}^{\mathit{s}}$ are the mean vector and covariance matrix of the *m* th Gaussian component, respectively. We use a mixture of Gaussians instead of a single Gaussian as used in [4]. It allows us to handle problems in clustering such as undersegmentation.

where *h**(*i*) is the index of the part that matches feature *i* of the observed object, ${\mathit{K}}_{{\mathit{h}}^{*}\left(\mathit{i}\right)}^{\mathit{p}}$ is the number of mixture components, ${\mathit{\alpha}}_{{\mathit{h}}^{*}\left(\mathit{i}\right),\mathit{m}}^{\mathit{p}}$ is the weight of the *m* th mixture component, and ${\mathit{\mu}}_{{\mathit{h}}^{*}\left(\mathit{i}\right),\mathit{m}}^{\mathit{p}}$ and ${\mathit{\Sigma}}_{{\mathit{h}}^{*}\left(\mathit{i}\right),\mathit{m}}^{\mathit{p}}$ are the mean vector and covariance matrix of the *m* th Gaussian component, respectively.

#### 3.5.3 Learning and recognition

During the learning process, we have a choice of using all the features detected. However, it was observed by Ma and Grimson [4] that some features only appear in very few objects. Therefore, we can prune such features without losing the correctness of the model.

We use a similar learning and recognition procedure as outlined in [4]. We start by computing the features of each training sample in a class first. Then, sequential clustering is carried out on all features to give a feature pool. For sequential clustering, we denote a pool of features for class c as ${\mathit{F}}_{\mathit{q}}^{\mathit{c}}$. To start, a training sample from class *c* with all its features *F* = {*f*_{
i
}} is randomly selected and added to the feature pool. Then, another sample with all its features *F′* = {*f′*_{
i
}} is added. For each *f′*_{
i
}, *x*^{2}-distance is calculated between the average SIFT feature vector *c*_{
i
}. Suppose *f*_{min} in the feature pool has the smallest distance to *f′*_{
i
}. If this smallest distance is less than a threshold, *f′*_{
i
} is merged with *f*_{min} in the feature pool by adding all its SIFT vectors and corresponding coordinates to *f*_{min}, and the mean SIFT vector of *f*_{min} is updated. Otherwise, *f*′_{
i
} is added to ${\mathit{F}}_{\mathit{q}}^{\mathit{c}}$ as a new feature. We repeat the same procedure for all training samples in class *c* to create the feature pool ${\mathit{F}}_{\mathit{q}}^{\mathit{c}}$. While creating feature pool, we also keep record of the percentage of sample images that contributed to feature *f*_{
i
} which is denoted by *r*_{
i
}. During the pruning process, any feature *f*_{
i
} with *r*_{
i
} less than some threshold is considered to be invalid and not considered in the future model learning process.

For the model structures established in the previous section, the parameters to be learned are $\left\{{\mathit{K}}_{\mathit{q}}^{\mathit{p}},{\mathit{\alpha}}_{\mathit{q},\mathit{m}}^{\mathit{p}},{\mathit{\mu}}_{\mathit{q},\mathit{m}}^{\mathit{p}},{\mathit{\Sigma}}_{\mathit{q},\mathit{m}}^{\mathit{p}},{\mathit{K}}_{\mathit{q}}^{\mathit{s}},{\mathit{\alpha}}_{\mathit{q},\mathit{m}}^{\mathit{s}},{\mathit{\mu}}_{\mathit{q},\mathit{m}}^{\mathit{s}},{\mathit{\Sigma}}_{\mathit{q},\mathit{m}}^{\mathit{s}}\right\}$, where *m* = 1, … *K*_{
p
}, *q* = 1, … *Q*, where *Q* is the number of parts in the feature pool. The parameters of Gaussian mixture models are estimated using a typical EM algorithm.

In the recognition phase, the features of an observed object are computed, and class conditional likelihoods are evaluated using Equation 18 for explicit shape model or Equation 19 for implicit shape model. The Bayesian decision rule in Equation 16 gives the classification result.

### 3.6 A fusion of approaches

We presented five approaches that can be used in combination with each other and improve the classification accuracy. The fusion of approaches becomes more important when the number of classes increases. In Section 4, we present the results using all the approaches showing that certain approaches are better suited for a certain classification task, e.g., PCA + DIVS works well for the case of *cars* vs *vans*, while PCA + DFVS works well for the case of *sedans* vs *taxis*. As explained earlier, *sedans* and *taxis* are disjoint subsets of *cars*. Therefore, we train two classifiers where the first classifier uses PCA + DIVS and classifies a test image into *cars* and *vans*. The test images that were classified as *cars* are further classified into *sedans* and *taxis* using the second classifier which employs PCA + DFVS. The fusion of different methods is thus possible and yields better results than just using a single approach.

## 4 Results

In this work, we have considered five different approaches. This section provides details about the experimental setup used during testing, the effect of different parameter choices on the results, and the comparison between the different approaches.

### 4.1 Experimental setup

In our dataset, we have three types of vehicles: *cars*, *vans*, and *taxis. Sedans* and *taxis* are the disjoint subsets of class *cars*. The dataset provided in [4] has 50 images of each class for training and 200 images of *cars*, *vans*, and *sedans* each and 130 images of *taxis*. For the case of *cars* vs *vans*, we use 50 images from each class for training and 200 images of each class for testing. For the case of *sedans* vs *taxis*, we use 50 images from each class for training, while 200 images of sedans and 130 images of taxis are used for testing. We use the same experimental setup as that used in [6, 7], so that a fair comparison is performed. In the case of *sedans* vs *vans* vs *taxis*, we use 50 images of each class for training and 200 images of sedans, and 200 images of vans and 130 images of taxis for testing. Previously published results do not consider such as a three-class case.

### 4.2 Eigenvehicle approach (PCA + DFVS)

*k*principal components and perform the experiment. Figure 5 shows the accuracy vs number of eigenvectors used. We observed that changing the number of eigenvectors used does not change the accuracy greatly. For the case of

*sedans*vs

*vans*vs

*taxis*, we achieved the accuracy of 95.85% when we used 20 eigenvectors. We got the accuracy of 98.5% in the case of

*cars*vs

*vans*by using 15 eigenvectors, while 97.57% in the case of

*sedans*vs

*taxis*by using 22 eigenvectors. Tables 1, 2 and 3 give the confusion matrices for the experiments performed while using optimal number of eigenvectors.

**Confusion matrices using PCA + DFVS: cars vs vans**

Cars | Vans | |
---|---|---|

Cars | 200 | 0 |

Vans | 6 | 194 |

**Confusion matrices using PCA + DFVS: sedans vs taxis**

Sedans | Taxis | |
---|---|---|

Sedans | 193 | 7 |

Taxis | 1 | 129 |

**Confusion matrices using PCA + DFVS: sedans vs vans vs taxis**

Sedans | Vans | Taxis | |
---|---|---|---|

Sedans | 189 | 1 | 10 |

Vans | 8 | 190 | 2 |

Taxis | 1 | 0 | 129 |

### 4.3 PCA + DIVS

*sedans*vs

*vans*vs

*taxis*, we achieved an accuracy of 94.15% when we used 25 eigenvectors. Accuracy was 99.25% in the case of

*cars*vs

*vans*by using 40 eigenvectors, which is higher than any published results [6, 7]. We achieved the accuracy of 89.69% in the case of

*sedans*vs

*taxis*by using 25 eigenvectors. Tables 4, 5 and 6 give the confusion matrices for the experiments performed while using optimal number of eigenvectors.

**Confusion matrices using PCA + DIVS: cars vs vans**

Cars | Vans | |
---|---|---|

Cars | 199 | 1 |

Vans | 2 | 198 |

**Confusion matrices using PCA + DIVS: sedans vs taxis**

Sedans | Taxis | |
---|---|---|

Sedans | 167 | 34 |

Taxis | 1 | 129 |

**Confusion matrices using PCA + DIVS: sedans vs vans vs taxis**

Sedans | Vans | Taxis | |
---|---|---|---|

Sedans | 186 | 2 | 12 |

Vans | 7 | 193 | 0 |

Taxis | 9 | 1 | 120 |

### 4.4 PCA + SVM

*cars*vs

*vans*and

*sedans*vs

*taxis*. We achieved an accuracy of 63.25% in the case of

*cars*vs

*vans*and 76.67% in the case of

*sedans*vs

*taxis*. The accuracy achieved was low compared to other methods and therefore we did not perform the experiment on the more challenging case of

*sedans*vs

*vans*vs

*taxis*. Tables 7 and 8 give the confusion matrices for the experiments performed.

**Confusion matrices using PCA + SVM: cars vs vans**

Cars | Vans | |
---|---|---|

Cars | 200 | 0 |

Vans | 147 | 53 |

**Confusion matrices using PCA + SVM**: **sedans vs taxis**

Sedans | Taxis | |
---|---|---|

Sedans | 131 | 69 |

Taxis | 78 | 122 |

### 4.5. LDA

*k*is the free variable. We experimentally chose [

*k*= 5]. We observed an accuracy of 96% in the case of

*cars*vs

*vans*and 95.15% in the case of

*sedans*vs

*taxis*. In the difficult case of

*sedans*vs

*vans*vs

*taxis*, we achieved an accuracy of 90.00%. Tables 9, 10 and 11 give the confusion matrices for the experiments performed.

**Confusion matrices using LDA: cars vs vans**

Cars | Vans | |
---|---|---|

Cars | 200 | 0 |

Vans | 16 | 184 |

**Confusion matrices using LDA: sedans vs taxis**

Sedans | Taxis | |
---|---|---|

Sedans | 194 | 6 |

Taxis | 10 | 120 |

**Confusion matrices using LDA: sedans vs vans vs taxis**

Sedans | Vans | Taxis | |
---|---|---|---|

Sedans | 174 | 6 | 20 |

Vans | 17 | 180 | 3 |

Taxis | 7 | 0 | 123 |

### 4.6 Constellation model

**Confusion matrices using implicit shape model: cars vs vans**

Cars | Vans | |
---|---|---|

Cars | 191 | 9 |

Vans | 6 | 194 |

**Confusion matrices using implicit shape model: sedans vs taxis**

Sedans | Taxis | |
---|---|---|

Sedans | 183 | 17 |

Taxis | 18 | 112 |

**Confusion matrices using implicit shape model: sedans vs vans vs taxis**

Sedans | Vans | Taxis | |
---|---|---|---|

Sedans | 137 | 22 | 41 |

Vans | 3 | 190 | 7 |

Taxis | 3 | 0 | 127 |

*cars*vs

*vans*, 89.39% in the case of

*sedans*vs

*taxis*, and 85.66% in the case of

*sedans*vs

*vans*vs

*taxis*. In the explicit shape model, we model the normalized position of the features along with the features themselves. We achieved slightly better results for

*cars*vs

*vans*and

*sedans*vs

*vans*vs

*taxis*. However, the implicit shape model outperformed the explicit shape model in the case of

*sedans*vs

*taxis*. We achieved a 97% accuracy in the case of

*cars*vs

*vans*and 89.09% in the case of

*sedans*vs

*taxis*using the explicit shape model. In the difficult case when all three vehicle classes were considered, we achieved an accuracy of 86.04%. Tables 15, 16 and 17 give the confusion matrices for the experiments performed.

**Confusion matrices using explicit shape model: cars vs vans**

Cars | Vans | |
---|---|---|

Cars | 194 | 6 |

Vans | 6 | 194 |

**Confusion matrices using explicit shape model: sedans vs taxis**

Sedans | Taxis | |
---|---|---|

Sedans | 183 | 17 |

Taxis | 19 | 111 |

**Confusion matrices using explicit shape model: sedans vs vans vs taxis**

Sedans | Vans | Taxis | |
---|---|---|---|

Sedans | 137 | 22 | 41 |

Vans | 3 | 194 | 3 |

Taxis | 5 | 0 | 125 |

For both the implicit and explicit shape models, prior probabilities were considered to be the same. In the case of three class classification, we can observe that *sedans* are misclassified. We can alleviate this problem and improve the results by using higher prior probabilities for the sedan class.

### 4.7 A fusion of approaches

*cars*and

*vans*, and PCA + DFVS to classify between

*sedans*and

*taxis*. For initial classification, we use the PCA + DIVS as explained in Section 3.2. To classify the images that are classified as

*cars*, we use the PCA + DFVS as discussed in Section 3.1. We use this combined approach to classify vehicles in case of

*sedans*vs

*vans*vs

*taxis*and achieve an accuracy of 96.42%. The fusion approach works better than using any individual approach. Table 18 gives the confusion matrix for the experiment performed.

**Confusion matrix using a fusion of approaches**

Sedans | Vans | Taxis | |
---|---|---|---|

Sedans | 189 | 3 | 8 |

Vans | 4 | 194 | 2 |

Taxis | 1 | 1 | 128 |

### 4.8 Comparison of approaches

In this paper, we used six different approaches to classify vehicles. The dataset that we used contains the images of vehicles taken from a surveillance video camera and segmented using a tracking algorithm [30]. The images were taken such that vehicles are captured in a more general oblique view instead of side or top view. We compare our approaches with the approaches presented in [4] and [8] that use the same dataset. We observe that our PCA + DFVS outperforms all other approaches in the case *sedans* vs *taxis*, while our PCA + DIVS outperforms the rest in the case of *cars* vs *vans*. In the case of *sedans* vs *vans* vs *taxis*, the proposed fusion of approaches (PCA + DIVS and PCA + DFVS) gives the best results.

The constellation model-based approach presented in this paper gives performance benefits by using K-means clustering over mean shift. It also has an advantage over all other approaches presented in this work that it has an ability to handle partial occlusions, owing to its reliance of local features rather than global features. Our constellation model-based approach gives comparable results to the constellation model-based approach presented in [4] for the cases of *cars* vs *vans* and *sedans* vs *taxis.* In this work, we extended the constellation model-based approach to handle multi-class case. We can observe that the accuracy decreases while doing multi-class classification which can be attributed to increased number of common features as the number of classes increases.

**Comparison of approaches**

Cars vs vans (%) | Sedans vs taxis (%) | Sedans vs vans vs taxis (%) | |
---|---|---|---|

PCA + DFVS (eigenvehicle) | 98.5 |
| 95.85 |

PCA + DIVS |
| 89.69 | 94.15 |

PCA + SVM | 63.25 | 76.67 | |

LDA | 96 | 95.15 | 90.00 |

Constellation model (implicit shape) | 96.25 | 89.39 | 85.66 |

Constellation model (explicit shape) | 97 | 89.09 | 86.04 |

A fusion of approaches |
| ||

Constellation model [4] | 98.5 | 95.86 | |

Patch-based object classification [8] |
| 95.25 |

## 5 Conclusion

In this work, we investigated and compared five different approaches for vehicle classification. Using the PCA + DFVS (eigenvehicle) approach, we were able to achieve an accuracy of 97.57% in the challenging case of *sedans* vs *taxis* which is higher than any published results using this dataset. PCA + DIVS outperformed all other approaches investigated in this paper in the case of *cars* vs *vans*. We also extended the constellation model approach [4] for classifying all three vehicle classes at the same time. LDA performed reliably but did not produce the best results in any of the cases we experimented on. PCA + SVM did not perform satisfactorily, but more experimentation with the choice of kernel and parameters might improve the results. Overall, PCA + DFVS approach achieves good results. However, the constellation model-based approach can be configured to work better in the presence of partial occlusion and minor rotations. We also presented an approach that combines two approaches and achieves improvements over using just one approach. We report accuracy of 96.42% in case of *sedans* vs *vans* vs *taxis* using a fusion of approaches. We can use the SIFT-PCA features to train the constellation models. Also, features other than SIFT, such as LoG affine regions can be used for modeling. The performance of the constellation model deteriorates as we extend it to multiple classes. A boosting algorithm can be used to choose the appropriate features for training.

In this paper, we used the images extracted from surveillance video captured using a fixed-angle camera. In the real traffic surveillance videos, vehicles can have different orientations and different view angles and sizes. The problem of orientation can be solved using camera self-calibration and the result of a tracking algorithm. Appearance-based algorithms have limited ability to model different view angles. A 3D model-based approach with strong thresholds (low false positives) can be used to train an appearance-based approach for better accuracy.

## Declarations

### Acknowledgements

This work has been supported by the Office of Naval Research, under grant number N00014-09-1-1121.

## Authors’ Affiliations

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